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dc.contributor.authorRitho, C N M
dc.date.accessioned2013-05-06T13:16:48Z
dc.date.available2013-05-06T13:16:48Z
dc.date.issued2005
dc.identifier.citationDegree of Doctor of Philosophy in Agricultural Economicsen
dc.identifier.urihttp://erepository.uonbi.ac.ke:8080/xmlui/handle/123456789/19411
dc.description.abstractIn Kenya. as in other urban cities 111 sub-Saharan Africa. urbanization IS characterised by increasing number of people who are food insecure. unemployed and poor. They live in unplanned. overcrowded structures in slum areas. which are unrecognised by city planners and lack adequate potable water. sewerage. drainage. garbage collection. roads, schools and health services, and have high crime rate. Poverty and waste management are therefore the two main problems common to most cities of developing countries. Food insecurity and lack of basic needs prompt some low-income households to embarking on farming using their family labour and minimal capital inputs. They combine them with seemingly idle, vacant, public or private urban land that they do not own to generate food and income. However, the activity is not recognized and city authorities view it as nuisance and a public health risk getting in the way of other urban activities. UA is unique because it can contribute to solving the problems of poverty and waste management. However. for the contribution to be realised, UA by low-income households has to be transformed into an efficient activity that is integrated into the entire economy. The factors constraining the possible transformation and integration are not clear. and facilitating policies and programs are lacking. Therefore the objectives of the study were to characterise urban farming households. determine the profit level and factors influencing it. and compare allocative, technical. and economic efficiency among different socio-economic groups of households. A random sample of 92 UF households. stratified by gender. was selected in Korogocho, one of the low-income areas in Nairobi. in 1998. Cross tabulation facilitated descriptive analysis, while the profit, function model was used to determine factors explaining variation in profit. Joint Xlll estimation of the profit and wage share functions was used to test for economic, allocative (price), and technical efficiencies differences between groups of farmers based on these factors. The average low income urban farming household had seven people and was headed by a 47 year old person with only 5 years of education residing in Nairobi for 27 years and cultivating urban land for 13. About two fifths of the households were women headed. An average of 1.4 decares of land was cultivated usually in one or two land parcels about three quarters walk from the residence. The majority (86%) did not use external inputs such as fertilizer, improved seed or manure. Therefore, family labour and own saved seed of uncertified quality were the main inputs in the activity carried out with the participation of most of the household's members (90%). Labour was hired by 42% of the households. Majority of the households "acquired" cultivation rights because land was seemingly idle and staked as claim on it by ensuring that it was tended to through out the year. Few of them keep livestock (18%) as expected from the congested high-density housing. In over 75% of conjugal households, both spouses made the decision to embark on urban farming. In all households, nearly all members worked on the land parcels. Theft of produce was by far the most serious problem followed by small parcels of land and lack of money for inputs. The type of assistance needed most for the activity was stated as i access to land and inputs and supplementary income to subsist on when the produce run out. A total of Ksh909, 938 profits for the long rains of 1997 was generated by the 89 households in the sample (with 588 people) from a total area of 12.4 hectares (124 decares). This is an average of Ksh10, 224 per household for the season or Ksh1, 705 per month. It is about 74% of the minimum wage per month for a labourer in Nairobi for the survey year, 1997. In other words if UF was done away with, 49% and 31% of the households would loose more than third and XIV more than half of their incomes, respectively. For 50% of households. UF profit was higher than other income earned by household head and spouse from sources other than UFo Considering the basic needs per adult equivalent, an average household needed a monthly income of Ksh 13. 371 to be above poverty line. The households in the sample were poor because only 4% of the them earned combined income from UF and other activities to be above poverty line. The other households earned only 28% of the average minimum income needed to be above poverty line (Ksh3, 634), underscoring the magnitude of deprivation. UF contributed 14% of the available minimum average income, against 15% from other sources. Differences in economic, allocative and technical efficiency were analysed for different groups based on the seven variables hypothesized. There were no differences in efficiency between farmers cultivating more than 1.4 decares and those cultivating less. The groups or farmers maximizing profits were those who had cultivated urban land for less than 13 years, earned less than Ksh3099 from other activities, had no access to technical information, and those whose main objective in embarking on the activity was to earn cash income. unlike their counterparts. Conjugal household heads with seven or more years of formal education also maximized profits while non-conjugal households, irrespective of the level of education, did not. Integration of UF with other activities is likely to be facilit~ted by households allocating optimal variable inputs to production because they are more likely to respond to incentive for more inputs needed in Stages II and III of the transformation process. The groups of households found to be more technically efficient were those who had cultivated urban land for 13 or more years, were headed by women with less than seven years of formal education, and operated the activity with the objective of generating cash income unlike their counterparts. Technically efficient groups of fanners are more likely to facilitate the envisaged xv integration of UF because their operations make the activity compete favourably for available resources with alternative activities The evidence form the study adds further weight towards persuading the urban policy makers to accept UF as a legitimate land use and focus on its actual and potential contribution to food security, income. wastewater and organic waste reuse. open space management and aesthetic value. Zoning of urban land and lease arrangements specifying, duration and the type of UA that can be practiced, are crucial for the envisaged transformation of the activity. Farmers organized in groups can hold user rights and facilitate relevant research, extension contact, group credit, farmers markets and enforcement of health risk standards. A flexible facilitating agency is needed to promote favourable official policy for UFo facilitate organization of farmers into groups, certify "safe food" labels to increase consumers' confidence, endorse financing applications and ensure that macro and micro benefits of the practice evolve with participatory research. Although the transformation and integration of UF is envisaged over time, it probably exists in cross section among different income. groups of farmers with a variety of technologies. I objectives, financing, and access to markets. Research focusing on the constraints at different levels is likely to suggest strategies for the integration process that are more efficient. Even without UF, the municipal authorities are faced with the daunting task of safe management and disposal of wastewater and organic waste. The challenge will increase with increase in urban population particularly that of unplanned settlements. UA can be a component of a large-scale system of managing wastewater and organic waste. In the process UF will generate income. jobs and more pleasant urban environment. through sustainable use and reuse of urban of resources.en
dc.language.isoenen
dc.publisherUniversity of Nairobien
dc.titleEconomic analysis of urban farming by households from low income areas of Nairobi, Kenyaen
dc.typeThesisen
local.publisherDepartment of Agricultural Economicsen


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